Since the credit crisis, enforcement of securities laws has become a top priority in Canada, the U.S. and abroad. Enforcement collaboration is becoming the norm and regulators like the U.S. Securities and Exchange Commission and the U.K. Financial Services Authority have stepped up their investigation activity. This increased focus on violations of securities laws has placed companies with publicly traded securities at increased risk of becoming the target of a costly, multi-front securities investigation.
The first policy of its kind, Investigation Edge® can specifically address the cost of responding to securities investigations of publicly traded companies.
Features & Benefits